FINRA 4530

FINRA 4530

Complaints Extension
Module Overview
What do our customers think?

Enhanced User Productivity

Handle your FINRA 4530 processes while keeping all stakeholders current and engaged with our Dashboards.
Reputation Risk
Make sure you are following the rules and staying compliant with all of our built-in workflows and modules.
Reports Metrics
Track each of your records with our dashboards and workspace specific reporting.
Increase Confidence
Make sure your users know where to go and how to handle any type of request that comes their way. Themis helps keep your team confident and compliant.

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The Total Solution for Governance, Risk and Compliance
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