FINRA 4530

Complaints Extension
Tired of managing spreadsheets and sending multiple emails? Themis is a risk management banking software that helps teams to organize and manage customer data.
FINRA 4530

Enhanced User Productivity

Handle your FINRA 4530 processes while keeping all stakeholders current and engaged with our Dashboards.

Reputation Risk

Make sure you are following the rules and staying compliant with all of our built-in workflows and modules.

Reports Metrics

Track each of your records with our dashboards and workspace specific reporting.

Increase Confidence

Make sure your users know where to go and how to handle any type of request that comes their way. Themis helps keep your team confident and compliant.

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